Why Are Judges Recusing Themselves? Issues in the CEC Appointment Case

CJI Surya Kant's withdrawal from the Chief Election Commissioner appointment case highlights key issues of conflict of interest and judicial ethics.
SuryaSurya
7 mins read
Judicial recusal debate raises constitutional concerns

Introduction

The independence of the Election Commission is a cornerstone of Indian democracy, directly tied to free and fair elections. The Chief Election Commissioner and Other Election Commissioners (Appointment, Conditions of Service and Term of Office) Act, 2023 replaced the Chief Justice of India with a Union Cabinet Minister on the appointment panel — a change now under Supreme Court challenge. Notably, two successive Chief Justices (CJI Sanjiv Khanna in 2024, CJI Surya Kant in 2025) have recused from hearing this very case, raising urgent questions about judicial recusal doctrine, institutional conflict of interest, and the absence of a codified recusal framework in India.

Recusal means a judge voluntarily stepping back from hearing a case because they have — or appear to have — a personal interest in its outcome.

The core idea is simple: a judge should not decide a matter where they stand to gain or lose something, or where a reasonable person would doubt their impartiality. It flows from the Latin maxim nemo judex in causa suano one shall be a judge in their own cause.

A simple example: If a case involves a company in which the judge holds shares, they recuse themselves — even if they genuinely believe they can decide fairly. The appearance of bias is enough.

What triggers recusal?

  • Financial interest in the outcome
  • Personal relationship with a party
  • Prior involvement in the case (as a lawyer, for instance)
  • Institutional stake — like in the CEC case, where the judge's future office is affected by the verdict

Key distinction: Recusal in India is entirely self-initiated. No party can force a judge to recuse, and no law prescribes when they must. It rests purely on the judge's own conscience — which is precisely why the absence of a codified standard is a problem.

It differs from disqualification, which is a formal, externally imposed bar. Recusal is voluntary; disqualification is mandatory.

In the context of the article, the conflict wasn't about money or personal relationships — it was structural. Every sitting Supreme Court judge is a potential future Chief Justice, and the case directly concerned how the Chief Justice's role in election commissioner appointments would be defined. That institutional stake is what prompted the recusals.


Background and Context

The 2023 Act and the Legal Challenge

  • Prior to this Act, the Supreme Court's 2023 interim arrangement (in Anoop Baranwal v. Union of India) had placed the CJI on the selection panel for appointing Election Commissioners.
  • The 2023 Act replaced the CJI with a Union Cabinet Minister, effectively reducing judicial presence in the appointment process.
  • This was challenged in Dr. Jaya Thakur v. Union of India (2024), currently pending before the Supreme Court.

The Recusal Trigger

  • Every sitting Supreme Court judge is a potential future CJI under the seniority convention.
  • Since the CJI's position is directly at stake in the appointment mechanism, judges in the line of succession face an apparent conflict of interest.

1. Nemo Judex in Causa Sua A foundational maxim of natural justice — "no one shall be a judge in their own cause." It forms the constitutional basis for recusal in India.

2. Recusal Voluntary withdrawal of a judge from hearing a case where bias — actual or perceived — may exist. In India, it is an act of individual judicial conscience; no statute codifies it.

3. Standard of Bias — Evolution in India

CaseYearStandard Established
Manak Lal v. Dr. Prem Chand1957Strict disqualification for pecuniary interest
Ranjit Thakur v. Union of India1987Real likelihood / reasonable apprehension of bias
NJAC case (SCAORA v. UoI)2015Doctrine of necessity overrides institutional conflict

4. Doctrine of Necessity When every available judge faces the same disqualifying conflict, the conflict must yield to institutional obligation — the court must still hear the case. Invoked by Justice J.S. Khehar in the NJAC case.

5. Comparison: India vs USA

ParameterIndiaUSA
Codified standardNoneSection 455, Title 28, US Code
Who decides recusalJudge's own conscienceSelf-enforced, but objective standard exists
Review mechanismNoneNone at apex level
Binding code of conductNone for Supreme CourtJudicial Code of Conduct (partially applicable)

The NJAC Precedent — The Critical Contrast

In the NJAC case (2015), recusal was sought against Justice J.S. Khehar on the ground that he would become CJI and have a stake in whether the Collegium or NJAC governed future appointments. He refused, on two grounds:

  1. The conflict infected every judge equally — recusal of one changes nothing.
  2. The doctrine of necessity: no alternative forum of equivalent jurisdiction exists.

Justice Kurian Joseph added that a judge choosing to recuse has a constitutional duty of transparency — giving reasons is part of the judicial oath under the Third Schedule.

The structural logic of NJAC applies with equal or greater force to the CEC law challenge. The CJI's recusal, therefore, is a departure from a principle the Supreme Court itself established a decade ago.


Issues and Challenges with the Current Recusal

1. The Conflict Infects the Entire Court Since every sitting judge is a potential future CJI, the conflict of interest CJI Surya Kant cited applies to all 34 judges simultaneously. Selective recusal does not resolve the structural problem — it merely relocates it.

2. Pre-assigning Disqualification to Other Judges The oral direction to constitute a bench excluding judges in the line of succession is problematic. Recusal is an act of individual judicial conscience — it cannot be pre-determined by a predecessor for judges who have not themselves considered the question.

3. The Contingency Problem Seniority succession is not perfectly predictable. A judge constituted on the "safe" bench could later become CJI due to resignation, health, or death of those ahead of them. The prophylactic rule cannot account for the accidents of judicial mortality.

4. Master of the Roster Paradox CJI Surya Kant recused himself on grounds of conflict of interest, yet retained authority as Master of the Roster to decide which judges would hear the case. This is analogous to the controversy around Lok Sabha Speaker Om Birla, who recused from the no-confidence motion but retained authority over who would preside — the very conflict that justified recusal in the first place.

5. No Institutional Framework India has no statute governing judicial recusal, no binding code of conduct enforceable against Supreme Court judges, and no mechanism to review a recusal decision once made.


Broader Implications

  • For Election Commission independence: The unresolved legal challenge leaves the legitimacy of the 2023 appointment mechanism in limbo, affecting public confidence in electoral processes.
  • For judicial credibility: Successive recusals by CJIs from the same case, without clear principled reasoning, risks the appearance of institutional evasion.
  • For constitutional governance: The absence of codified recusal norms at the apex level is an institutional gap — particularly significant when cases directly concern judicial appointments and election administration.
  • For separation of powers: The case sits at the intersection of all three branches — executive control over appointments, legislative validity of the Act, and judicial review — making it constitutionally significant.

Quote for Answers

"If I were to accede to the prayer for my recusal, I would be initiating a wrong practice, and laying down a wrong precedent." — Justice J.S. Khehar, NJAC case (2015)


Way Forward

  • India should consider codifying recusal standards through a Judicial Standards and Accountability Act, providing an objective test (similar to the US model) while preserving judicial discretion.
  • The doctrine of necessity must be applied more consistently at the apex level — especially in cases where structural conflict affects all judges equally.
  • Transparency in recusal — stating reasons on record rather than only orally — should be treated as a constitutional obligation, as Justice Kurian Joseph observed.
  • An independent review mechanism for recusal decisions, perhaps through a judicial ethics committee, would strengthen institutional legitimacy.

Conclusion

The recusal of two successive Chief Justices from the CEC appointment law challenge is not merely a procedural episode — it reveals a deeper structural deficit in India's apex judicial framework. When the conflict of interest is systemic rather than individual, the doctrine of necessity demands that the institution confront it openly rather than route around it. India's constitutional democracy is well served by judges of conscience; it would be better served by rules that make conscience accountable. The urgency for a codified recusal framework — one that balances judicial independence with institutional obligation — has never been clearer.

Quick Q&A

Everything you need to know

Judicial recusal: Recusal refers to the act of a judge withdrawing from a case due to a potential conflict of interest or likelihood of bias. It is rooted in the principle of natural justice expressed in the Latin maxim nemo judex in causa sua — no one should be a judge in their own cause. This doctrine ensures fairness, impartiality, and public confidence in the judiciary.

Evolution in India:

  • Initially, courts followed a strict rule of automatic disqualification in cases of pecuniary interest, as seen in Manak Lal v. Dr. Prem Chand (1957).
  • Later, the standard evolved to a “real likelihood of bias”.
  • In Ranjit Thakur v. Union of India (1987), the Court refined it further to include reasonable apprehension of bias from the perspective of a fair-minded observer.

Key characteristics: Recusal in India is largely self-regulated, resting on the conscience of the judge. There is no codified statutory framework unlike in the United States, where clear legal provisions exist.

Significance: The doctrine is essential for maintaining judicial legitimacy and trust. However, its subjective nature also raises concerns about inconsistency and lack of transparency, especially in politically sensitive cases like the CEC appointment law challenge.

Context of concern: The recusal of two successive Chief Justices of India from hearing the challenge to the Chief Election Commissioner (Appointment) Act, 2023 raises important constitutional questions about judicial functioning and institutional integrity.

Key concerns:

  • Institutional vacuum: The repeated recusals delay adjudication on a matter central to electoral independence.
  • Uniform conflict issue: Since all judges are potential future CJIs, the alleged conflict applies broadly, not selectively.
  • Departure from precedent: The recusal appears inconsistent with earlier rulings like the NJAC case, where judges refused to step aside despite similar concerns.

Implications: Such recusals may create a perception of judicial hesitation in politically sensitive matters. They also raise doubts about whether personal discretion is being exercised in a principled manner.

Conclusion: While recusal protects impartiality, excessive or inconsistent use can undermine judicial accountability and timely justice delivery, especially in cases involving constitutional governance.

Doctrine of necessity: This principle allows a judge to hear a case despite a potential conflict of interest when no alternative forum is available. It ensures that justice is not denied due to technical disqualifications.

Application in India: The doctrine was prominently invoked in the NJAC case (2015), where Justice J.S. Khehar refused to recuse despite having an institutional stake. He argued that since all judges shared the same conflict, recusal would paralyse the system.

Advantages:

  • Prevents judicial deadlock in critical constitutional cases.
  • Ensures continuity of adjudication in the absence of alternative mechanisms.

Limitations:
  • May compromise the perception of absolute impartiality.
  • Relies heavily on judicial self-restraint and transparency.

Critical perspective: In the current CEC law case, the doctrine suggests that the Supreme Court must hear the case despite potential conflicts, as all judges are similarly placed. Ignoring this principle may weaken institutional coherence.

Conclusion: The doctrine of necessity is essential for maintaining functional continuity, but it must be balanced with transparency to preserve public trust.

Absence of codification: Unlike countries such as the United States, India lacks a statutory framework or binding code governing judicial recusal. Decisions are left to the discretion and conscience of individual judges.

Impact on judicial functioning:

  • Inconsistency: Different judges may adopt varying standards for recusal.
  • Lack of transparency: Reasons for recusal are not always clearly stated.
  • No review mechanism: Recusal decisions cannot be challenged or reviewed.

Comparative perspective: In the US, Section 455 of Title 28 mandates recusal where impartiality may reasonably be questioned. Although self-enforced, it provides a clearer standard.

Implications for India: The absence of codification can lead to uncertainty and institutional opacity, particularly in high-stakes cases like election law disputes.

Conclusion: A codified framework could enhance predictability, accountability, and public confidence, while still preserving judicial independence.

Issue at hand: After recusing, the Chief Justice reportedly directed that the case be heard by a bench excluding judges in line to become CJI. This raises concerns about the limits of administrative authority.

Key concerns:

  • Conflict of interest: If recusal is due to conflict, continuing to influence bench composition may appear inconsistent.
  • Judicial independence: Recusal is a matter of individual conscience and cannot be pre-determined for others.
  • Institutional overreach: Assigning perceived bias to other judges undermines their autonomy.

Analogy: The debate resembles concerns raised during discussions on whether a Lok Sabha Speaker can influence proceedings after recusal.

Implications: Such actions may blur the line between administrative authority and judicial propriety, potentially affecting public trust.

Conclusion: While the Chief Justice is the Master of the Roster, this power must be exercised in a manner consistent with principles of fairness, transparency, and institutional integrity.

Example 1: NJAC Case (2015): Justice J.S. Khehar refused to recuse despite having a potential institutional interest, invoking the doctrine of necessity. He emphasized that all judges shared the same conflict, making recusal impractical.

Example 2: CEC Appointment Case (2024-26): In contrast, two successive Chief Justices recused themselves citing conflict of interest, reflecting a more cautious approach.

Example 3: Ranjit Thakur Case (1987): The Court emphasized the importance of reasonable apprehension of bias, broadening the scope of recusal beyond direct interest.

Analysis: These examples highlight the absence of uniform standards. While some cases prioritize institutional necessity, others emphasize perceived impartiality.

Conclusion: The diversity of approaches underscores the need for a balanced and codified framework to ensure consistency while preserving judicial discretion.

Case study approach: The recurring controversies around judicial recusal, including the CEC appointment case, highlight systemic gaps that require institutional reform.

Proposed reforms:

  • Codification of standards: Enact a law or adopt binding guidelines defining grounds for recusal.
  • Mandatory disclosure: Judges should provide written reasons for recusal decisions.
  • Review mechanism: Establish a limited institutional mechanism to review recusal decisions in exceptional cases.
  • Roster transparency: Ensure clarity in bench allocation processes.

Comparative insight: The US model provides codified standards, though enforcement remains internal. The UK follows a more structured judicial conduct framework.

Balancing concerns: Reforms must preserve judicial independence while enhancing accountability.

Conclusion: A well-designed framework can transform recusal from a matter of individual discretion into a transparent institutional practice, strengthening the credibility of the judiciary.

Attribution

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